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Murphy
& Anderson handles securities litigation matters and securities arbitration matters nationwide. The Firm’s
securities litigation practice involves state and federal securities class actions, shareholder suits, and arbitrations regarding
investment advisors, financial planners, broker/dealers, registered representatives, public and private investment companies,
and investors throughout the United States. The attorneys at Murphy & Anderson have extensive experience in class actions
and individual claims brought under federal and state securities laws, including the Securities Act of 1933, the Securities
Exchange Act of 1934, the Investment Company Act of 1940, the Investors Act of 1940, as well as other federal and state statutes
and common law.
Typically consumer claims involve allegations surrounding investment suitability, fraud, churning,
failure to supervise, unauthorized trading, failure to execute, improper licensure, and a host of statutory claims. Murphy
& Anderson has extensive experience negotiating and litigating securities arbitrations. The securities arbitration process
can be difficult to maneuver without experienced counsel and experts, particularly since attorneys fees are typically recoverable
for the prevailing party and punitive damages may be part of the claim.
The NASD and NYSE (the NASD and NYSE have
recently combined as of July, 2007 to form the Financial Industry Regulatory Authority - FINRA) are where
most consumer and employment matters are litigated in accordance with dealer/broker agreements and the attorneys at Murphy
& Anderson have the experience, trial and negotiation skills in these matters to provide excellent representation. The
Firm’s track record for success in these matters is outstanding.
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